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Regulatory Manager- Mutual Funds jobs

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Featured Job Postings from the Web
May 20 Compliance Officer - Adviser / Fund Compliance Search Group Philadelphia, PA

specialized compliance exams based on regulatory requirements, firm policies, ... the securities industry and the applicable regulatory requirements Knowledge and... more

May 20 Regulatory Compliance Analyst Affiliated Computer Services Boston, MA

Compliance Analyst reports to the Manager Regulatory Compliance and is primarily ... Seeking someone with 5 to 10 years of Regulatory Compliance experience that... more

May 14 Compliance Counsel Asset Management / Hedge Fund Financial Services Company New York, NY

institutional money management, mutual funds, hedge funds and alternative ... and enhancing policies and procedures; regulatory interactions; oversight of... more

May 02 Mutual Fund Fellow U.S. Securities and Exchange Commission New York

Identify areas involving mutual funds/investment companies that merit special evaluation b ... JOB QUALIFICATIONS: * Must have expert-level experience with mutual funds/investment compa... more

Apr 25 Quality Control Portfolio Manager I Bank of Oklahoma Tulsa, OK

current trends in portfolio management and regulatory compliance. Keeps informed of ... taxable bonds, tax free bonds, mutual funds, and international stocks * Knowledge... more

Apr 22 Director of Regulatory & Economic Capital Analyses and Reporting Financial Services Company New York, NY

regulatory and economic capital limits Regulatory capital filings - build customized ... regulatory environment Strong knowledge of regulatory and economic capital management... more

Feb 28 Mutual Fund Attorney - Sales - Other job BlackRock New York, NY

including separate accounts, mutual funds, iShares (R) (exchange traded funds), ... funds, including the iShares exchange traded funds, and asset management services. The... more

More Job Postings from the Web
May 25 Compliance Officer - Mutual Funds Tiaa-cref Charlotte, NC

institutions Compliance Officer, Mutual Funds Compliance (Charlotte, NC or New ... years of mutual fund and investment adviser regulatory compliance experience (primarily... more

May 14 In-House - 40 Act/Mutual Funds/Investment Advisory Attorney McCormack Schreiber Legal Search Milwaukee, WI

with strong investment management or mutual fund advisory experience for positions ... should have significant experience analyzing regulatory, investment and trading issues;... more

May 07 Mutual Fund Services Administrator Harris Associates Chicago, IL

materials generated by the Mutual Funds Services Group. Responsible for ... that website postings related to the Mutual Funds Services Group are accurate and posted... more

May 03 Director Product Management, Mutual Funds Hartford Financial Services Group Radnor, PA

platforms for offering The Hartford Mutual Funds through investment only arrangements. ... Hartford Mutual Funds? The Hartford Mutual Funds is a rapidly growing fund family with... more

May 03 Director Product Management, Mutual Funds Hartford Radnor, PA

Title: Director Product Management, Mutual Funds Location: United ... Hartford Mutual Funds? The Hartford Mutual Funds is a rapidly growing fund family with... more

May 01 Manager - Mutual Funds, Hedge Funds, Private Equity (Regulatory Compliance) Deloitte New York, NY

reporting and other internal controls, and regulatory compliance. Business risk ... and changing regulations. Governance, Regulatory & Risk Strategies (GR&R) provides... more

Mar 30 Mutual Funds Attorney Complistaff New York, NY

World class investment advisor seeks Mutual Funds Attorney for faced paced and dynamic ... law firm Experience with the following: mutual funds compliance legal issues relating... more

Dec 12 Mutual Fund Reporting Associate Legg Mason Stamford, CT

to: * Support the Mutual Fund Reporting Manager in managing Legg Mason's US mutual ... fund reporting requirements * Support the Mutual Fund Reporting Manager in the... more

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